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A products and activities approach to managing risk in asset management

Author(s): Barbara Novick

Date published: Jun 2019

SUERF Policy Note, Issue No 80
by Barbara Novick, BlackRock


JEL-codes: G18, G23, G28, G32, G38.
Keywords: Shadow banking, market-based finance, asset managers, mutual funds, investment funds, macroprudential regulation, regulatory reform, financial stablity, market risk, systemic risk, risk management.

A diversified financial services industry, serving multiple purposes for multiple end-clients, does not lend itself to a simple ‘one-size fits all’ set of rules. In designing any regulatory framework, it is important to consider carefully the different risks associated with different entities and products, and their inter-relationship in the broader financial ecosystem. In this note, we review financial reform over the past ten years, and propose a ‘Products and Activities’ approach to the regulation of asset management going forwards.

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SUERF Policy Note, Issue No 80SUERF Policy Note, Issue No 80

A products and activities approach to managing risk in asset managementWeb version: A products and activities approach to managing risk in asset management

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